Aviation Safety: Programs, Elements, and Procedures

Topic 11: Aviation Safety Programs

Topic 11 Aviation Safety Programs

Purposes of Aviation Safety Programs

  • To satisfy national government requirements for safety programs
  • To create a structured way to achieve company’s aviation safety goals
  • To help the company achieve its business goals.

Aviation Safety Program

  • Company safety programs MUST assign responsibility and accountability.
  • Safety must be built into every process and operation, as an integral part.
  • Safety is achieved via control of the working environment and people’s actions.
  • Safety programs must allow operations to be conducted economically, efficiently, AND safely.

Foundation Elements of Good Aviation Safety Programs

  • Top management leadership
  • Assignment of responsibility
  • Maintenance of safe working conditions
  • Establishment of safety training
  • Establishment of an incident records system
  • Acceptance of personal responsibility.

Management’s Role in Safety

  • Consistent enforcement of policy and programs
  • Reviewing and acting upon safety reports
  • Reviewing department safety records with supervisors and managers
  • Making safety records a “management metric”
  • Participating in safety meetings, award programs, and other safety-related events
  • Recognizing good safety results and motivating employees
  • Setting a good example.

First-Line Supervisor Responsibilities for Safety

  • Hazards in the workplace are identified and reported to management
  • Each employee knows the hazmat and hazardous conditions of their workplace
  • Employees know the proper use and storage of hazmat, and emergency responses
  • Employees understand and use safe work procedures.

Safety Program Elements

  1. Formal aviation safety policy statement
  2. Safety program goals
  3. Program placement & management structure
  4. Responsibilities & authorities of key personnel: Inspections, reports, investigations, advice, training, etc.
  5. Aviation safety committee
  6. Aviation safety inspections and audits
  7. Safety education and training
  8. Safety awards program
  9. Mishap investigation process
  10. Safety and accident analysis program
  11. Internal reporting system: hazards, hazardous conditions, suggestions, incidents, inspection and accident reports.
  12. Information distribution system: Newsletters, meetings, posters.

Formal Aviation Safety Policy

  • Comes from the CEO of the organization
  • Relatively concise and clear
  • Published and fully disseminated.

Safety Program Goals: Examples

  • Provide a safe, healthful work environment.
  • Prevent aircraft and other accidents.
  • Minimize injury/damage from accidents.
  • Prevent injury/damage to non-company persons.
  • Reduce insurance costs
  • Reduce costs and increase ops capability by reducing damage to aircraft
  • Identify and eliminate hazardous conditions
  • Have an active hazmat control program
  • Emphasize safety in maintenance programs
  • Include safety planning in all operational activities.

Program Placement and Management Structure

  • The chief safety officer should report to the CEO
  • The safety department should be high in the organization so it has:
    • Power
    • Visibility
    • Influence

Responsibilities and Authorities

  • Who will be the chief safety officer?
  • What authority to:
    • Spend money
    • Commit other resources
    • Hire people
  • What staff and assigned resources
  • Safety staff vs. line organization managers.

Aviation Safety Committee

  • Basic functions:
    • Maintaining interest in safety
    • Channel for safety communications
  • Mission and responsibilities
  • Membership composition

Inspections and Audits

  • A management “control” function
  • Are actions conforming to plans
  • Scope/subject: depends on the purpose of the inspection
  • Checklists
  • Briefings and de-briefings
  • Inspection responses.

Safety Education and Training

  • Training by subject matter:
    • Generalized for most people
    • Specialized for jobs and risks
  • Training by period:
    • Initial
    • Recurrent
  • Mandatory or optional.

Safety Awards Program

  • Purposes:
    • Reward positive behavior, not necessarily outcomes
    • Motivate others toward positive behavior
  • Criteria
  • Timeliness
  • Presentation
  • Possession/permanence
  • Display.

Mishap/Incident Investigation Process

  • Airlines typically do NOT have accident investigation staff.
  • Form small ad-hoc teams to investigate mishaps/incidents that national agencies do not cover.
  • Results used to improve company procedures and mission accomplishment
  • Do have extensive “pre-accident” plans–prepare airlines to respond to accidents quickly and effectively.

Airline Pre-Accident Plan Contents

  • Governing laws and regulations
  • Company policy and priorities
  • Notifications
  • Responders
  • Wreckage security
  • Photographic requirements
  • News media policies and procedures
  • Records security and provision
  • Company role in investigations

Airline Pre-Accident Plan Contents

  • Communications
  • Management of passengers
  • Management of aircraft contents
  • Next-of-kin notification
  • Damaged aircraft recovery
  • Funds and accounting.

Safety and Accident Analysis Program

  • Safety data collection and analysis
  • Hazard analyses
    • Probabilities
    • Opinion surveys
    • Critical incident techniques
  • Cost-benefit analyses
  • Risk analyses
  • Accident Causation Modeling .

Internal Reporting System

  • “Pilot Reports”
  • Incident Reports (airline definition)
  • NTSB Incident Reports
  • Hazard Reports
  • Maintenance Feedback Reports.

Information Distribution System

  • A lot of info is collected/analyzed
  • Critical Info:
    • Flight crew reading files
    • Flight crew briefings
    • Dispatcher info
    • Direct mail, e-mail, telefax
  • Nice-to-Know info:
    • Bulletin boards
    • Newsletters
    • Posters
    • Meetings.

Fundamental Steps in Accident Prevention Program

  • Set standards
  • Conduct inspections and audits
  • Management action to achieve compliance with standards
  • Identify hazards
  • Resolve the hazards

Accident Prevention Methods: Establish Standards

  • Standards-minimum expected levels of performance.
    • Shop and company
    • Company ops manuals
    • Local laws and policies
    • National legislation and regulation
    • International agreements

Accident Prevention Methods: Identify Hazards

  • Conduct safety audits and inspections
  • Have a hazard reporting system
  • Have an internal incident reporting system
  • Have a data recording and analysis program
  • Prioritized system to address hazards

Maintenance Safety Inspection Areas

  • Records of aircraft, personnel, authorizations
  • Organization of maintenance resources
  • Maintenance policies
  • Reference manuals and technical data
  • Training records
  • Aircraft records
  • Quality assurance program
  • Parts, supplies, and spares
  • Tools and equipment
  • Facilities and fixtures